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Old 04-16-2009, 03:49 PM
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Investment Club / SEC Registration?

What is the name of your state (only U.S. law)? Michigan

Michigan does not require registration with the state for investment clubs. I want to manage a small investment club with the intent that it may partially finance an otherwise unrelated business. The investment amount will be under $25 mil. I would make investment decisions without the input of club members. Do I need to register with the SEC?

Please do not post an answer unless you really know for certain. Thanks.
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Old 04-16-2009, 03:56 PM
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Join Date: May 2000
Location: Catatonic State
Posts: 75,781
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Originally Posted by HighRoll View Post
What is the name of your state (only U.S. law)? Michigan

Michigan does not require registration with the state for investment clubs. I want to manage a small investment club with the intent that it may partially finance an otherwise unrelated business. The investment amount will be under $25 mil. I would make investment decisions without the input of club members. Do I need to register with the SEC?

Please do not post an answer unless you really know for certain. Thanks.
**A: yes you do need registration.
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