C
chartreader4u
Guest
I am considering a business plan which will include giving technical analysis of individual stocks and buy/sell/hold recommendations via phone, and charge on a per minute basis.
I am a former licensed stockbroker (expired series 7 & 63 licenses).
What I need to know is if I have to be registered to give investment opinions. I will not be managing client accounts or selling securities.
Information I have read online is unclear about this.
I reside in New York State.
Thanks for your help!
I am a former licensed stockbroker (expired series 7 & 63 licenses).
What I need to know is if I have to be registered to give investment opinions. I will not be managing client accounts or selling securities.
Information I have read online is unclear about this.
I reside in New York State.
Thanks for your help!