Hello!
Can somebody provide guidance on how one should approach or interpret regulatory requirements of SEC about filing the stock beneficial ownership information?
I am not a US citizen, nor an insider trader.
Normally there is plenty of info on the internet about insider traders and the requirements (owners of the 5% or more of publicly traded stock should file the info on 13D form, etc). however there is no information about "regular traders".
I have an Interactive Broker account via which i do trading (mainly US exchanges).
When should the person disclose/file that info? what is the percentage of threshold for that (like with insiders 5%) ?
Thank you in advance, i would appreciate any help!
Kind Regards,
Naomi
Can somebody provide guidance on how one should approach or interpret regulatory requirements of SEC about filing the stock beneficial ownership information?
I am not a US citizen, nor an insider trader.
Normally there is plenty of info on the internet about insider traders and the requirements (owners of the 5% or more of publicly traded stock should file the info on 13D form, etc). however there is no information about "regular traders".
I have an Interactive Broker account via which i do trading (mainly US exchanges).
When should the person disclose/file that info? what is the percentage of threshold for that (like with insiders 5%) ?
Thank you in advance, i would appreciate any help!
Kind Regards,
Naomi