Search results

Google Search Results Community Search Results

• 1. A

     Regarding FINRA and Hedge funds

     I live in NYC HI All, My questions are ONLY regarding FINRA's level of regulation over Hedge Funds. I'm going to exaggerate the details of my situation/predicament, to avoid airing out my own dirty laundry on the internet. Details of my situation: 1. I was convicted of a finance-related...

     • anoninnyc
     • Thread
     • Jun 1, 2013
     • Replies: 0
     • Forum: Brokers & Investments
  2. A

     Working in the Finanical Industry

     New York State. Hi All, I'm attempting to break into the financial industry, but want to know if it's worth it, as I do have a minor criminal history. In 2010, I was convicted of 1 misdemeanor- fraud which amounted in the loss of $100. At the time of the crime, I was 19 years of age. I was...

     • anoninnyc
     • Thread
     • May 17, 2013
     • Replies: 11
     • Forum: Hiring, Firing & Wrongful Termination