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Obtaining Series 6 and 63 License

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tpkatz

Junior Member
What is the name of your state (only U.S. law)? Colorado

I recently have been asked by my employer to obtain my series 6 and 63 license. I passed their extensive background check they said is the same as the one required for licensing. As a child, I was charged with a felony (doesn’t come up on reg background checks). I also had one arrest record as an adult but the case was dismissed. I have had that case record sealed. Will these show up when I actually go to get me license and do the fingerprint background check?
 



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